Results for Search Submit Filter by: Advanced Filter All results Solutions Industry Typelist People Client Story Insights/Blogs Sort by: Relevance Date Filter Search Sort by RelevanceDate Order AscDesc Blogs April 28, 2022 U.K. Supervisory Authorities and Basel Committee Refine Operational Resilience Approaches, Align on Expectations for Firms Several Key Policies Take Effect March 31, 2022 On March 29, 2021, the Bank of England (BoE), the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) issued a series of policy statements to both refine and finalise their approach to operational resilience for financial services firms. Almost concurrent with the release of the policy statements, the Basel Committee on… Solution and Industry August 17, 2022 Mortgage & Consumer Lending The pace of transformation across mortgage and consumer lending has introduced both opportunities and challenges for operations, technology, risk, and compliance functions. Industry changes including enhanced automation and APIs in mortgage and home equity, alternative auto lending options, as well as digital-first personal lending have disrupted traditional industry practices and ways of… Podcast April 28, 2022 Podcast: Future of Operational Risk Managing risks and strengthening controls associated with operations have become increasingly more complex for all organisations. Firms are expending significant time, money, and resources to implement required changes and prioritise operational risk management efforts. As costs continue to increase, it is clear that the overly manual, reactive, and siloed status quo is unsustainable. In this… Solution and Industry August 17, 2022 Anti-Money Laundering (AML) Compliance Protiviti provides a wide variety of consultative services and AML solutions designed to assist organisations in all aspects of AML/Combating the Financing of Terrorism (CFT) compliance, in addition to conducting transaction monitoring, Know Your Customer (KYC) and Source of Wealth reviews. Solution and Industry August 17, 2022 Financial Reporting Remediation & Compliance Companies across the world face an increasingly complex marketplace with new reporting requirements, heightened scrutiny of company financials and filings, nonrecurring business transactions, and a shortage of experienced finance and accounting professionals. More than ever, these businesses understand that adhering to strict and ever-changing accounting and reporting requirements requires the… Solution and Industry August 17, 2022 Target Operating Model The adoption of new technologies have enabled organisations to use intelligent automation to improve efficiency, enhance customer experience and reduce risks.We help your organisation develop a practical roadmap to achieve your desired transformational outcomes in the finance function. We develop a best-fit vision, and ensure your processes, procedures, and teams deliver the best possible value… Solution and Industry August 17, 2022 AuditBoard Consulting Services Manage, automate, and optimise your internal audit, compliance, and risk processes with AuditBoard and Protiviti. Together, we help clients maximise their governance risk and compliance (GRC) initiatives through design, configuration, methodology, and training. Protiviti’s partnership with AuditBoard provides our clients with a complete team of people and tools for managing, automating, and… Leadership January 1, 2024 Michael Brauneis Mike is Protiviti’s global leader of Industry & Client Programmes and a member of Protiviti’s executive team. He also serves as the leader of the firm’s global Financial Services industry practice. Mike has more than 20 years of experience focused on serving clients in financial services, regulatory risk and compliance matters. His areas of expertise include governance, risk, and compliance,… Solution and Industry August 17, 2022 Gold Adobe Solution Partner Marketing, Digital and Product/Experience are continuously transforming. Consumers are becoming more digital and there is an expectation that brands meet them with the right content in the right channels at the right time. Our Adobe experts and targeted solutions are focused on helping clients anticipate the needs of consumers, adapt their services, and activate channels to build brand loyalty… Whitepaper October 6, 2021 Fortified In The Cloud - The Risk Management Strengths of Cloud Service Providers for the Financial Services Industry Cloud is on the rise in financial services and regulators are taking note. The widespread use of cloud service providers (CSPs) in the financial services industry continues to grow. According to a recent study by the Cloud Security Alliance (CSA), 91% of financial services organisations are actively using cloud services today or plan to employ them within six to nine months. That is double the… Load More